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The SEC Catches Up To Social Media

…with investment clients and other parties. The new guidance does not address recordkeeping on social media. Can an adviser engage in communication via Facebook timeline posts and comments, or via…
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A Higher Standard For Retirement Accounts

…disclose the commissions they charge in order to help protect investors from conflicts of interests that could arise if brokers receive more compensation for recommending their company’s proprietary investment products…
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‘Stretch IRAs’ Snap Back

…on the conversion. Converted assets can then grow tax-free in the new Roth IRA. The shorter time frame for beneficiary distributions under the new law reduces the potential benefits of…
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New Jersey’s Flags

…midtown Manhattan. New Jersey offers a better commute to Wall Street. The 9/11 attack in lower Manhattan cost the lives of some 750 New Jersey residents. Many others escaped to…
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Study, Baby, Study

…governor cares about the plight of the upstate New York landowners,” he said. What questions did years of study, rounds of public hearings and 80,000 public comments leave unanswered? I…
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