Is your investment adviser the best ever? The adviser may be able to quote you, if the SEC proceeds with a rules change.
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Singing An Investment Adviser’s Praises
Tag Archives: The SEC
A New Day For Active ETFs
The SEC has cleared a path for a new form of actively managed exchange-traded funds that could transform the ETF marketplace.
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Kraft’s Fall From Grace
Like packaged groceries, safe bets in investing come with “best by” dates.
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Law And Order Comes To Cybercoin
SEC law enforcers are not buying claims that initial coin offerings are a form of philanthropy.
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Logic Vanishes In The Musk
The SEC response to alleged securities violations by Elon Musk could have made matters worse for Tesla shareholders.
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Private Equity For All
With fewer companies going public, should the SEC allow more people to invest in companies that are still private?
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For Vanguard Money Fund, The Love Isn’t Mutual
Vanguard and other big money fund managers were against a pointless SEC rule, until they were for it.
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No More Robin Hood At Justice
The days of government lawyers playing Robin Hood to fund political favorites are over, at least for now.
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Corporate Owners Assert Their Rights
A Dodd-Frank artifact is allowing shareholders to assert their ownership privileges in public company boardrooms.
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A New Back Door To The Private Investment Club
The SEC proposes to let knowledgeable but less-affluent individuals become “accredited investors.”
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